Broker Check

What Makes a Financial Advisor a “True” Fiduciary?

| March 09, 2019
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Captive advisors essentially serve as “product advocates” for the firm, limited to the technology, products and platform approved by their firms. Whereas independent advisors serve as “client advocates,” with access to the whole of the market—that is, the ability to shop “The Street” for products and solutions that can best serve their clients’ needs.

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